Abstract:
Smallholder livelihoods in sub-Saharan Africa (SSA) are constrained by a number of factors that
limit food production and thereby threaten food security. Soil fertility is one of the major factors
explaining the decrease in per capita food production in SSA. Nutrient deficiencies in particular N
and P severely limit agricultural production in many regions in the tropics. Supply of adequate
amounts of nutrients through fertiliser application is therefore a prerequisite to balance soil
fertility budgets and to boost food production. However, mineral fertilisers are not accessible to
the large majority of smallholder farmers. Farmyard manure, an important source of organic
fertiliser for smallholder farmers, is available at limited quantities due to low livestock densities in
many regions, for example Rwanda. Agroforestry, a low-input technology, was shown to
contribute to the enhancement of food production while ensuring sustainability in sub-Saharan
Africa. Agroforestry may contribute to soil fertility by increasing nutrient availability and
providing other various benefits and services. However, to be successful agroforestry technologies
need to match the characteristics of different smallholder farming systems, like for example soil
fertility status, socioeconomic status and farmer management. These factors are rarely studied in
an integrated manner.
This thesis aims to understand and characterise different farming systems, evaluate the
potential for the most promising agroforestry practices and suggest the most suitable agroforestry
recommendations for different farming systems in targeted agro-ecological zones of Rwanda. The
approach combined characterization of farming systems, participatory tree testing, farmer’s
evaluations of technologies, and scenario and trade-off analyses in two agro-ecological zones:
Central Plateau (moderate altitude) and Buberuka (high altitude zone). Two locations, Simbi and
Kageyo sectors were selected as representative study sites. Wealth ranking techniques allowed the
identification of three farm resource groups (RGs). Though three farmer classes were identified in the two locations and referred as RG 1, RG 2 and RG 3 respectively, farmer classes were unique
to each location. Averaged over sampled villages, 76% of all households belong to RG 1 class in
Simbi versus 67% in Kageyo. This least resourced group with on average 0.20 ha of land and with
1 goat was the most vulnerable farmer group in terms of food security (20 to 25% protein
deficient). RG 2 (9 to 31%) was intermediate between RG 1 and RG 3. RG 3 (2 to 7 %) was the
wealthiest (1 to 3 ha, 2 or more cattle) and food-secure for at least 10 months. Soil nutrient
balances were negative in most farms due to small amounts of nutrients applied, which did not
compensate for nutrient removal during harvest. From an agroforestry perspective, Simbi
contrasted with Kageyo in tree diversity and density but tree niches and management were similar
between the locations. The main agroforestry species may be categorised into three classes
including timber, legume and fruit tree species based on the main functions. The results clearly
indicated the need to improve soil fertility and food production using integrated soil fertility
approaches that promote a combined use of agroforestry resources and other fertiliser sources to
replenish the soil nutrients and improve the efficiency and cost effectiveness of inputs use at farm
level.
Experiments evaluated the potential effects of agroforestry species on production within
different farming systems. Tephrosia species were tested as a source of mulch in coffee
plantations in the Central Plateau agro-ecological zone. Application of Tephrosia mulch resulted
in higher biomass and better economic returns when established in coffee fields, particularly when
Tephrosia mulch was combined with NPK. Application of prunings of Calliandra increased maize
productivity, net returns and the ratio between gross margin and costs of inputs on all farms except
the richest farms. This positive effect of Calliandra was larger in Kageyo than in Simbi. The
effect was even more pronounced with P application. The results indicated that fields responded
differently within farms, and significant differences between locations were present.
The assessment of fodder availability within different farming systems revealed that animal
feeds are widely diversified, with Pennisetum being largely used in wealthier farms (RG 3), while
RG 1 farmers use larger quantities of marshland-herbs and crop residues. There was a strong
variation in seasonal feed availability. Napier and Calliandra were more available during the wet
season, while banana pseudo-stems were used more in the dry seasons. Quantification of the year-
round fodder availability showed that RG 1 farmers are unable to keep a cow, while RG 2 and RG
3 could keep local or improved cows under specific scenarios. Biophysical (rainfall, field type)
and socio-economic conditions (wealth status) as well as farmer preferences were factors
influencing the choice and performance of agroforestry technologies. The study recommends
revisiting current agroforestry research policies and taking into account farmer’s preferences as
priorities in the agroforestry research agenda.